Personnel Hong Kong SFC License Details (ID 23584064)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Securities Limited	RO	Advising on securities	2021-03-02	2022-12-05
	RO	Dealing in securities	2021-03-02	2022-12-05
	Rep	Advising on securities	2020-08-07	2021-03-02
	Rep	Dealing in securities	2020-08-07	2021-03-02
Foundation Asset Management (HK) Limited	RO	Advising on securities	2019-08-23	2020-02-06
	RO	Asset management	2019-08-23	2020-02-06