Personnel Hong Kong SFC License Details (ID 23584066)

Personnel Hong Kong SFC License Details (ID 23584066)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-07-05	2026-07-21
	Rep	Advising on securities	2021-07-05	2026-07-21
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-07-05	2024-02-26
	Rep	Advising on securities	2021-07-05	2024-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-06-09	2026-07-21
Merrill Lynch Far East Limited	Rep	Dealing in securities	2021-06-09	2024-02-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-08-23	2021-04-17