Personnel SFC Licences and HKMA Registrations (ID 2358679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LINGJUN CAPITAL (HONG KONG) LIMITED	RO	Advising on securities	2023-12-14	-
	RO	Asset management	2022-07-13	-
Changjiang Asset Management (HK) Limited	RO	Advising on securities	2021-09-07	2022-06-30
	RO	Asset management	2021-09-07	2022-06-30
	Rep	Advising on securities	2021-08-09	2021-09-07
	Rep	Asset management	2021-08-09	2021-09-07
Prime China Investments and Advisory Limited	RO	Advising on securities	2019-07-19	2021-07-21
	RO	Asset management	2019-07-19	2021-07-21
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	2018-10-08	2019-07-05
	RO	Asset management	2018-10-08	2019-07-05
	Rep	Advising on securities	2014-12-12	2018-10-08
	Rep	Asset management	2014-12-12	2018-10-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.