Personnel Hong Kong SFC License Details (ID 2359349)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2019-10-28	2021-10-07
	Rep	Asset management	2019-10-28	2021-10-07
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2018-09-18	2019-08-12
	Rep	Asset management	2018-09-18	2019-08-12
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2017-01-16	2018-08-11
BOCI RESEARCH LIMITED	Rep	Advising on securities	2014-12-15	2017-01-13