Personnel SFC Licences and HKMA Registrations (ID 2359354)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-07-14	-
FT Securities Limited	Rep	Dealing in securities	2015-09-01	2017-07-08
	Rep	Dealing in securities	2014-12-15	2015-08-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.