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Law, Chung Ho Colin 羅琮皓 SFC Licences and HKMA Registrations (ID 23596888)
Law, Chung Ho Colin 羅琮皓
SFC ID:
BOR943
HKMA registration number:
AI2556
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2019-08-28
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
HKMA registration number:
AI2556
Current registrations only
Institution
Activity
HKMA role
Capacity
From
Until
Status
BARCLAYS BANK PLC
Dealing in securities
Non-EO
MARKETS
2019-08-23
—
Current