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Lu, Yi (SFC:BOR941) 路易 Hong Kong SFC License Details (ID 23596889)
Lu, Yi (SFC:BOR941) 路易
SFC ID:
BOR941
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2022-07-07
2024-10-04
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2019-08-28
2022-05-11