| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2022-07-04 | 2022-12-04 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-07-04 | 2022-12-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-02-04 | 2022-06-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-08-28 | 2022-06-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-08-28 | 2022-06-19 |