Personnel Hong Kong SFC License Details (ID 23597004)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2025-10-28	2025-11-03
	Rep	Advising on securities	2025-05-23	2025-05-30
	Rep	Advising on securities	2024-10-29	2024-11-04
	Rep	Advising on securities	2024-05-24	2024-05-31
	Rep	Advising on securities	2024-01-18	2024-01-25
	Rep	Advising on securities	2023-02-03	2023-02-07
	Rep	Advising on securities	2020-01-31	2020-02-03
	Rep	Advising on securities	2019-11-11	2019-11-15
	Rep	Advising on securities	2019-08-28	2019-08-29