Personnel Hong Kong SFC License Details (ID 23597005)

Personnel Hong Kong SFC License Details (ID 23597005)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
aacat fintech Limited	Rep	Dealing in securities	2026-07-30	-
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-07-08	2026-07-13
	Rep	Dealing in securities	2026-07-08	2026-07-13
aacat fintech Limited	Rep	Dealing in securities	2023-11-03	2026-06-14
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-08-05	2023-08-24
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2022-08-05	2023-08-24
Rich Bay Securities Limited	Rep	Dealing in futures contracts	2021-02-18	2022-07-20
	Rep	Dealing in securities	2021-02-18	2022-07-20
uSmart Securities Limited	Rep	Dealing in securities	2019-08-28	2021-01-22