Personnel SFC Licences and HKMA Registrations (ID 23606152)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Easy Fund Management Company Limited	RO	Advising on securities	2024-06-12	-
	RO	Asset management	2024-06-12	-
YG Capital Management Limited	RO	Advising on securities	2020-07-06	2024-03-11
	RO	Asset management	2020-07-06	2024-03-11
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Advising on securities	2019-08-30	2020-05-29
	Rep	Asset management	2019-08-30	2020-05-29
	Rep	Dealing in securities	2019-08-30	2020-05-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.