| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Aspenwood Capital Limited | Rep | Asset management | 2023-10-04 | - |
| Rep | Advising on securities | 2023-10-03 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-10-30 | 2023-07-31 |
| Rep | Dealing in futures contracts | 2019-09-26 | 2023-07-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-26 | 2023-07-31 |
| Rep | Dealing in securities | 2019-09-26 | 2023-07-31 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-04-20 | 2019-09-06 |
| Rep | Advising on securities | 2014-12-18 | 2019-09-06 | |
| Rep | Dealing in securities | 2014-12-18 | 2019-09-06 |
No HKMA registrations in the collected records.