Personnel Hong Kong SFC License Details (ID 2361014)

Personnel Hong Kong SFC License Details (ID 2361014)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aspenwood Capital Limited	Rep	Asset management	2023-10-04	-
	Rep	Advising on securities	2023-10-03	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-10-30	2023-07-31
	Rep	Dealing in futures contracts	2019-09-26	2023-07-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-09-26	2023-07-31
	Rep	Dealing in securities	2019-09-26	2023-07-31
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-04-20	2019-09-06
	Rep	Advising on securities	2014-12-18	2019-09-06
	Rep	Dealing in securities	2014-12-18	2019-09-06