Personnel Hong Kong SFC License Details (ID 2361018)

Personnel Hong Kong SFC License Details (ID 2361018)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-01-26	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2020-05-25	-
BOCOM International Securities Limited	Rep	Advising on securities	2018-03-26	2019-09-19
	Rep	Dealing in futures contracts	2016-03-09	2019-09-19
	Rep	Dealing in securities	2016-03-09	2019-09-19
	Rep	Dealing in futures contracts	2015-11-09	2015-12-21
	Rep	Dealing in securities	2015-11-09	2015-12-21
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-12-18	2015-10-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-12-18	2015-10-20