Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 23611845)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Carret Private Capital Limited
Rep
Asset management
2019-11-14
2020-11-25
Rep
Advising on securities
2019-09-02
2020-11-25
Rep
Dealing in securities
2019-09-02
2020-11-25