Personnel SFC Licences and HKMA Registrations (ID 23616755)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Dealing in securities	2024-03-11	-
	Rep	Dealing in securities	2021-08-16	2023-02-08
BCT Financial Limited	Rep	Advising on securities	2019-09-03	2021-07-11
	Rep	Dealing in securities	2019-09-03	2021-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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