Personnel SFC Licences and HKMA Registrations (ID 23621415)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Owl Capital HK Limited	Rep	Dealing in securities	2025-09-15	-
PIMCO Asia Limited	Rep	Advising on securities	2020-07-07	2025-08-22
	Rep	Asset management	2020-07-07	2025-08-22
	Rep	Dealing in securities	2020-06-10	2025-08-22
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2019-09-04	2020-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.