Personnel SFC Licences and HKMA Registrations (ID 2362292)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Asset management	2020-03-19	-
	Rep	Advising on securities	2020-03-16	-
BOCI RESEARCH LIMITED	Rep	Advising on securities	2014-12-22	2020-01-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.