Personnel SFC Licences and HKMA Registrations (ID 2362295)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2020-02-04	-
	Rep	Dealing in securities	2014-12-22	-
	Rep	Advising on corporate finance	2014-12-22	2020-02-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.