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Personnel Hong Kong SFC License Details (ID 2362853)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Carret Private Capital Limited
Rep
Advising on securities
2017-03-16
2020-05-21
Rep
Dealing in securities
2017-03-16
2020-05-21
BARCLAYS CAPITAL ASIA LIMITED
RO
Dealing in securities
2014-12-23
2016-10-31