Personnel SFC Licences and HKMA Registrations (ID 23631508)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UNICORN SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2026-10-05	-
Solo Asset Management Limited	Rep	Advising on securities	2019-09-06	2025-09-30
	Rep	Asset management	2019-09-06	2025-09-30
Solo Securities Limited	Rep	Dealing in securities	2019-09-06	2025-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.