Personnel Hong Kong SFC License Details (ID 23631544)

Personnel Hong Kong SFC License Details (ID 23631544)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2026-05-05	-
WRise Prestige Asset Management Limited	Rep	Advising on securities	2025-01-03	2025-08-18
WRise Prestige Securities Limited	Rep	Dealing in securities	2025-01-03	2025-08-18
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-04-06	2024-07-05
	Rep	Dealing in securities	2023-04-06	2024-07-05
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2019-09-05	2023-04-04
	Rep	Dealing in securities	2019-09-05	2023-04-04