Liu, Yu-Chun (SFC:BOS653) 劉俞君

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Asset management	2022-07-07	-
	Rep	Advising on securities	2022-01-31	-
	Rep	Dealing in securities	2022-01-31	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2019-09-09	2021-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Asset management	2022-07-07	-
	Rep	Advising on securities	2022-01-31	-
	Rep	Dealing in securities	2022-01-31	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2019-09-09	2021-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.