| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2020-04-03 | 2021-05-17 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-03-11 | 2021-05-17 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2020-03-11 | 2021-05-17 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-03 | 2019-11-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-05-03 | 2019-11-30 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-12-21 | 2016-01-26 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-11-05 | 2016-01-26 |
| Rep | Dealing in securities | 2015-11-05 | 2016-01-26 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2014-12-29 | 2015-10-25 |
| Rep | Dealing in securities | 2014-12-29 | 2015-10-25 |