Personnel Hong Kong SFC License Details (ID 23643380)

Personnel Hong Kong SFC License Details (ID 23643380)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2025-02-03	-
	Rep	Dealing in securities	2025-02-03	-
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2021-12-15	2024-04-16
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2021-08-20	2021-08-26
	Rep	Dealing in securities	2021-08-20	2021-08-26
	Rep	Advising on corporate finance	2021-07-28	2021-08-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2019-09-10	2021-07-09