Shen, Ran (SFC:BOT271) 沈然

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-03-22	-
	Rep	Dealing in securities	2021-03-22	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2019-09-10	2021-02-24
	Rep	Dealing in securities	2019-09-10	2021-02-24
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2019-09-10	2021-02-24
	Rep	Dealing in securities	2019-09-10	2021-02-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-03-22	-
	Rep	Dealing in securities	2021-03-22	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2019-09-10	2021-02-24
	Rep	Dealing in securities	2019-09-10	2021-02-24
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2019-09-10	2021-02-24
	Rep	Dealing in securities	2019-09-10	2021-02-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.