Personnel Hong Kong SFC License Details (ID 23643395)

Personnel Hong Kong SFC License Details (ID 23643395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-05-26	-
	Rep	Advising on securities	2025-05-26	-
	Rep	Dealing in securities	2025-05-26	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2025-05-26	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2021-08-13	2024-09-02
	Rep	Dealing in securities	2021-08-13	2024-09-02
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2021-08-13	2024-09-02
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2019-09-10	2021-06-20
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-09-10	2021-06-20