| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| XHK Limited | RO | Dealing in futures contracts | 2019-01-29 | 2019-06-24 |
| RO | Dealing in securities | 2019-01-29 | 2019-06-24 | |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2017-12-04 |
| Rep | Dealing in securities | 2016-02-01 | 2017-12-04 | |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2014-12-31 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-12-31 | 2016-04-29 |
| Rep | Dealing in securities | 2014-12-31 | 2016-04-29 |