Personnel Hong Kong SFC License Details (ID 2365143)

Personnel Hong Kong SFC License Details (ID 2365143)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Janus Henderson Investors Hong Kong Limited	RO	Advising on securities	2018-10-25	2022-08-02
	RO	Dealing in securities	2018-10-25	2022-08-02
	Rep	Advising on securities	2018-07-23	2018-10-25
	Rep	Dealing in securities	2018-07-23	2018-10-25
PIMCO Asia Limited	RO	Advising on securities	2015-04-13	2018-04-13
	RO	Asset management	2015-04-13	2018-04-13
	RO	Dealing in securities	2015-04-13	2018-04-13
	Rep	Advising on securities	2014-12-31	2015-04-13
	Rep	Asset management	2014-12-31	2015-04-13
	Rep	Dealing in securities	2014-12-31	2015-04-13