Personnel Hong Kong SFC License Details (ID 23654317)

Personnel Hong Kong SFC License Details (ID 23654317)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2025-11-17	-
	Rep	Advising on securities	2025-11-17	-
	Rep	Dealing in securities	2025-11-17	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-03-19	2025-09-25
	Rep	Dealing in securities	2025-03-19	2025-09-25
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-06-11	2024-04-18
	Rep	Dealing in securities	2021-06-11	2024-04-18
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-09-12	2021-04-23
	Rep	Advising on securities	2019-09-12	2021-04-23
	Rep	Dealing in securities	2019-09-12	2021-04-23