Personnel Hong Kong SFC License Details (ID 2365879)

Personnel Hong Kong SFC License Details (ID 2365879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2018-10-24	2023-09-01
JPMorgan Funds (Asia) Limited	Rep	Asset management	2018-10-24	2023-09-01
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2018-10-15	2023-09-01
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2018-10-15	2023-09-01
	Rep	Dealing in securities	2018-10-15	2023-09-01
BlackRock Asset Management North Asia Limited	Rep	Asset management	2015-01-02	2015-09-14
	Rep	Advising on corporate finance	2015-01-02	2018-07-06
	Rep	Advising on securities	2015-01-02	2018-07-06
	Rep	Dealing in securities	2015-01-02	2018-07-06