Personnel Hong Kong SFC License Details (ID 2365908)

Personnel Hong Kong SFC License Details (ID 2365908)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	RO	Asset management	2022-06-07	-
	RO	Dealing in securities	2022-06-07	-
	RO	Dealing in futures contracts	2020-09-04	-
	Rep	Dealing in futures contracts	2015-06-01	2020-09-04
	Rep	Asset management	2015-06-01	2022-06-07
	Rep	Dealing in securities	2015-06-01	2022-06-07
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Asset management	2015-01-02	2015-05-31
	Rep	Dealing in futures contracts	2015-01-02	2015-05-31
	Rep	Dealing in securities	2015-01-02	2015-05-31