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SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED	Rep	Dealing in securities	2022-09-19	-
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2019-09-13	2022-08-15
	Rep	Asset management	2019-09-13	2022-08-15
	Rep	Dealing in securities	2019-09-13	2022-08-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.