Personnel SFC Licences and HKMA Registrations (ID 2366921)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2025-08-29	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-09-13	2025-08-04
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-02-20	2022-06-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2019-02-20	2022-06-01
	Rep	Dealing in futures contracts	2019-02-20	2022-06-01
	Rep	Dealing in securities	2019-02-20	2022-06-01
Symmetry Investments (Hong Kong) Limited	RO	Asset management	2017-02-15	2018-03-31
	Rep	Asset management	2016-09-01	2017-02-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2015-01-05	2016-06-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2015-01-05	2016-06-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-01-05	2016-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.