Personnel Hong Kong SFC License Details (ID 2366934)

Personnel Hong Kong SFC License Details (ID 2366934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2026-09-25	-
	Rep	Dealing in securities	2026-09-25	-
	Rep	Advising on securities	2020-01-20	2020-01-21
	Rep	Dealing in securities	2020-01-20	2020-01-21
	Rep	Advising on securities	2019-01-21	2019-01-22
	Rep	Dealing in securities	2019-01-21	2019-01-22
	Rep	Advising on securities	2018-01-24	2018-01-25
	Rep	Dealing in securities	2018-01-24	2018-01-25
	Rep	Advising on securities	2017-09-15	2017-09-19
	Rep	Dealing in securities	2017-09-15	2017-09-19
	Rep	Advising on securities	2015-01-05	2015-01-16
	Rep	Dealing in securities	2015-01-05	2015-01-16