Personnel Hong Kong SFC License Details (ID 2367567)

Personnel Hong Kong SFC License Details (ID 2367567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2022-02-11	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-05-03	2021-07-07
	Rep	Advising on securities	2021-05-03	2021-07-07
	Rep	Dealing in securities	2021-05-03	2021-07-07
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-05-03	2021-07-07
	Rep	Advising on securities	2021-05-03	2021-07-07
	Rep	Dealing in securities	2021-05-03	2021-07-07
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2015-01-06	2019-07-26