Tan, Li (SFC:BOU237) 譚力

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-08-08	-
	Rep	Asset management	2024-08-08	-
	Rep	Dealing in securities	2024-08-08	-
	Rep	Advising on securities	2019-09-18	2021-01-31
	Rep	Asset management	2019-09-18	2021-01-31
	Rep	Dealing in securities	2019-09-18	2021-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-08-08	-
	Rep	Asset management	2024-08-08	-
	Rep	Dealing in securities	2024-08-08	-
	Rep	Advising on securities	2019-09-18	2021-01-31
	Rep	Asset management	2019-09-18	2021-01-31
	Rep	Dealing in securities	2019-09-18	2021-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.