Zhao, Zefen 趙則芬

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-03-05	-
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2021-01-15	2022-06-02
	Rep	Advising on securities	2020-12-31	2022-06-02
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-09-18	2020-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-03-05	-
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2021-01-15	2022-06-02
	Rep	Advising on securities	2020-12-31	2022-06-02
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-09-18	2020-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.