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So, Tsz Him (SFC:BOR770) 蘇子謙 SFC Licences and HKMA Registrations (ID 23679894)
So, Tsz Him (SFC:BOR770) 蘇子謙
SFC ID:
BOR770
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Manulife Investment Management (Hong Kong) Limited
Rep
Dealing in securities
2023-06-08
-
Rep
Dealing in securities
2019-09-19
2021-06-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.