Personnel Hong Kong SFC License Details (ID 2368061)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-10-03	2018-10-09
	Rep	Dealing in securities	2018-10-03	2018-10-09
BOCHK Asset Management Limited	Rep	Advising on securities	2015-01-07	2016-04-01
	Rep	Asset management	2015-01-07	2016-04-01
	Rep	Dealing in securities	2015-01-07	2016-04-01