Personnel SFC Licences and HKMA Registrations (ID 2368062)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Securities Limited	Rep	Advising on securities	2018-06-13	-
	Rep	Dealing in securities	2018-06-13	-
Leading Securities Company Limited	Rep	Advising on securities	2018-04-24	2018-05-16
	Rep	Asset management	2018-04-24	2018-05-16
	Rep	Dealing in securities	2018-04-24	2018-05-16
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-06-24	2017-04-27
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-06-24	2017-04-27
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-01-07	2015-05-18
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-01-07	2015-05-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.