Personnel SFC Licences and HKMA Registrations (ID 2368447)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2018-08-28	-
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2015-01-08	2018-01-15
	Rep	Dealing in securities	2015-01-08	2018-01-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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