Personnel Hong Kong SFC License Details (ID 2369741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Asset management	2022-09-15	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-03-01	2022-07-07
	Rep	Dealing in securities	2017-01-03	2018-12-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2017-01-03	2022-07-07
	Rep	Dealing in securities	2017-01-03	2022-07-07
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-10-07	2016-12-30
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-10-07	2016-12-30
	Rep	Dealing in securities	2016-10-07	2016-12-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-08-17	2016-08-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-08-17	2016-08-20
	Rep	Dealing in securities	2016-08-17	2016-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-04-26	2016-04-29
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-04-26	2016-04-29
	Rep	Dealing in securities	2016-04-26	2016-04-29
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-11-26	2015-11-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-11-26	2015-11-27
	Rep	Dealing in securities	2015-11-26	2015-11-27
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-10-14	2015-10-16
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-10-14	2015-10-16
	Rep	Dealing in securities	2015-10-14	2015-10-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-06-02	2015-06-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-06-02	2015-06-05
	Rep	Dealing in securities	2015-06-02	2015-06-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-01-12	2015-01-14
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-01-12	2015-01-14
	Rep	Dealing in securities	2015-01-12	2015-01-14