Personnel Hong Kong SFC License Details (ID 2369744)

Personnel Hong Kong SFC License Details (ID 2369744)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2021-03-12	-
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2017-08-29	2020-11-12
	Rep	Advising on securities	2017-08-29	2020-11-12
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-05-22	2020-11-12
	Rep	Dealing in securities	2015-05-22	2020-11-12
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-01-12	2020-11-12
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-01-12	2020-11-12