Personnel Hong Kong SFC License Details (ID 23704810)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-06-22	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-06-22	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2025-10-16	2026-05-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2019-09-25	2026-05-08