Personnel SFC Licences and HKMA Registrations (ID 23704933)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Asset management	2021-01-19	-
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2019-09-25	2020-12-11
	Rep	Advising on securities	2019-09-25	2020-12-11
	Rep	Dealing in securities	2019-09-25	2020-12-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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