Personnel Hong Kong SFC License Details (ID 2370768)

Personnel Hong Kong SFC License Details (ID 2370768)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUANTA FUTURES (HK) CO., LIMITED	Rep	Dealing in securities	2024-11-15	-
	Rep	Dealing in futures contracts	2023-10-20	-
	Rep	Dealing in futures contracts	2018-01-25	2022-06-30
Rui Da International Finance Holding Limited	Rep	Dealing in futures contracts	2016-10-19	2018-01-09
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-01-14	2016-10-03
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-01-14	2016-10-03