Personnel Hong Kong SFC License Details (ID 2370781)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPPIB Asia Inc.	Rep	Dealing in securities	2019-05-23	2021-05-07
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2015-04-30	2018-07-10
	Rep	Dealing in securities	2015-04-30	2018-07-10
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2015-01-14	2015-03-13
	Rep	Dealing in securities	2015-01-14	2015-03-13