Zhao, Yashi 趙雅詩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-05-05	-
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-04-01	-
	Rep	Dealing in securities	2021-04-01	-
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2019-09-26	2021-03-21
	Rep	Asset management	2019-09-26	2021-03-21
	Rep	Dealing in securities	2019-09-26	2021-03-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-05-05	-
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-04-01	-
	Rep	Dealing in securities	2021-04-01	-
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2019-09-26	2021-03-21
	Rep	Asset management	2019-09-26	2021-03-21
	Rep	Dealing in securities	2019-09-26	2021-03-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.