Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 2371391)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Jefferies Hong Kong Limited
Rep
Advising on securities
2015-08-17
2015-12-17
Moody's Investors Service Hong Kong Limited
Rep
Providing credit rating services
2015-01-15
2015-07-16