| SDG Securities (HK) Limited | Rep | Advising on futures contracts | 2022-11-14 | 2023-12-31 |
| RO | Advising on securities | 2022-11-14 | 2023-12-31 |
| Rep | Dealing in futures contracts | 2022-11-14 | 2023-12-31 |
| RO | Dealing in securities | 2022-11-14 | 2023-12-31 |
| SDG Asset Management (HK) Limited | RO | Advising on securities | 2022-02-21 | 2023-12-31 |
| Rep | Asset management | 2022-02-21 | 2023-12-31 |
| Rep | Advising on securities | 2022-02-07 | 2022-02-21 |
| SDG Securities (HK) Limited | RO | Advising on securities | 2021-05-04 | 2021-12-31 |
| RO | Dealing in securities | 2021-05-04 | 2021-12-31 |
| Rep | Advising on securities | 2021-02-09 | 2021-05-04 |
| Rep | Dealing in securities | 2021-02-09 | 2021-05-04 |
| RO | Advising on securities | 2020-06-30 | 2021-02-09 |
| RO | Dealing in securities | 2020-06-30 | 2021-02-09 |
| Rep | Advising on futures contracts | 2020-06-30 | 2021-12-31 |
| Rep | Dealing in futures contracts | 2020-06-30 | 2021-12-31 |
| SDG Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-01-17 | 2019-10-29 |
| SDG Securities (HK) Limited | Rep | Dealing in securities | 2019-01-17 | 2020-06-30 |
| SDG Asset Management (HK) Limited | Rep | Advising on securities | 2016-12-01 | 2019-01-01 |
| Rep | Asset management | 2016-12-01 | 2019-01-01 |
| Alphamax Asset Management (HK) Limited | Rep | Asset management | 2015-01-15 | 2015-09-30 |